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Accounting
Charles Schwab Hiring for Staff Auditor – Corporate Functions (Remote Available) Job at Westlake, TX Full Time
Your Opportunity
As a company, we were established by Chuck over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.
The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks are adequately controlled, and to challenge Executive Management to improve the efficiency of governance processes, risk management, and internal controls.
We have a full-time position available for entry level Staff Auditor focused on execution, within our Corporate Risk teams. The Corporate Risk Internal Audit team is responsible for execution of audits over the firm’s corporate and risk management functions. Corporate audits cover areas such as marketing, finance, treasury, accounting, vendor management, and human resources. Risk Management audits cover areas such as compliance, credit, liquidity, market and operational risk management. The team also performs testing to confirm remediation of audit issues and regulatory issues.
- You will assist in planning and executing audits within various business divisions.
- You will participate in internal team meetings, as well as meetings with the business.
- You will perform internal audit controls testing and issue follow-up testing.
- You will assist with Internal Audit operational tasks such as management of audit status, issue status, audit file preparation and implementation.
- You will be responsible for handling your own tasks and letting teams know of your availability for work.
What you are good at
- A degree in Accountancy, Finance or Internal Audit.
- 3 years or less of job experience.
- Strong interpersonal skills (written and verbal).
- Self-starter with strong organizational skills.
- Ability to track multiple projects (2-3) going on at the same time, demonstrating an ability to analyze and prioritize to meet multiple deadlines.
- Ability to work as a member of a project team and cultivate a strong working relationship with external co-sourcing providers and internal lines of businesses.
- Demonstrates willingness to learn and grow.
- Initiative to research, understand and analyze a variety of situations or processes.
What you have
- How to analyze and understand highly complex business problems that are part of operating in the financial industry.
- To execute and examine various audit plans and learn control testing strategies.
- To execute internal audits in accordance with department procedures.
- To identify and assess inherent risk and controls to mitigate those risks.
- To perform audit issue follow-up and how document results of that testing.
- How Internal Audit operates in a highly regulated environment.
- How Internal Audit operates within the enterprise risk management framework as the third line of defense.
Why work for us?
Own Your Tomorrow embodies everything we do! We are committed to helping our employees ignite their potential and achieve their dreams. Our employees get to play a central role in reinventing a multi-trillion-dollar industry, creating a better, more modern way to build and manage wealth.
Benefits: A competitive and flexible package designed to empower you for today and tomorrow. We offer a competitive and flexible package designed to help you make the most of your life at work and at home—today and in the future. Explore further.
Schwab is committed to building a diverse and inclusive workplace where everyone feels valued. As an Equal Opportunity Employer, our policy is to provide equal employment opportunities to all employees and applicants without regard to any status that is protected by law. Please click here to see the policy.
Schwab is an affirmative action employer, focused on advancing women, racial and ethnic minorities, veterans, and individuals with disabilities in the workplace. If you have a disability and require reasonable accommodations in the application process, contact Human Resources at [email protected] or call 800-275-1281.
TD Ameritrade, a subsidiary of Charles Schwab, is an Equal Opportunity Employer. At TD Ameritrade we believe People Matter. We value diversity and believe that it goes beyond all protected classes, thoughts, ideas, and perspectives.
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